Managing the risk of research inducements via email continues to be a challenge for firms impacted by MiFID II regulations. Email is the primary route for research consumption within most firms and it is also among the least-monitored or controlled form of communication. Our technology classifies all email data, content and attachments received, and evaluates and flags it for potential inducements. Request a demo today!
The MiFID II compliance solution for email inducements
By leveraging a business logic-driven approach, potential inducements can be identified and limited by extracting key information from email and email attachments. Any emails that may contain potential inducements are flagged for the user’s review before they are consumed.
Key information extracted and classified includes:
Dashboards & Reporting
At-a-glance dashboards provide compliance departments and senior level team members with a holistic view of the email content entering their company across three key categories: